CIPP/E Study Guide
Ch 16.3-16.6 - Channel comparison

Channel-by-channel rules: the consent matrix

This is the heart of the chapter for exam purposes. Post is GDPR-only (no ePrivacy), usually consent or legitimate interests. Live phone calls are left to member states (opt-in OR opt-out, but always a free opt-out). Automated calls always need prior opt-in. Email/SMS/MMS need prior opt-in, with the soft opt-in exception. Fax needs prior opt-in. Since 2009 the ePrivacy restrictions cover both B2C and B2B, so there is no generic B2B exception.

Direct marketing rules by channel (ePrivacy + GDPR)
ChannelConsent basisKey conditions
PostOpt-out (legitimate interests) - some states require consentGDPR only; no ePrivacy. Balance interests; some states (Belgium, Greece, Spain) mandate consent; cleanse national registers where required (e.g. Austria, Denmark, NL)
Live phone call (person-to-person)Member-state choice: opt-in OR opt-outArt 13(3): states decide; minimum is a free opt-out. Opt-out states (UK, Ireland) require cleansing the national TPS; some states (Austria, Hungary, Slovenia) mandate opt-in
Automated calling system (pre-recorded)Opt-in (always)Art 13(1): prior opt-in consent always required; some states (Poland, UK) require caller identity/contact details
Email / SMS / MMSOpt-in (prior consent)Art 13(1); soft opt-in exception for existing customers; must give valid opt-out address; sender not concealed; clearly a commercial communication
FaxOpt-in (prior consent)Art 13(1): prior opt-in consent required; in UK, cleanse the Fax Preference Service before B2B fax marketing
No generic B2B exception

Since 2009 the ePrivacy restrictions on unsolicited marketing apply to both B2C and B2B communications. Some states relax B2B (e.g. Germany allows B2B phone marketing on opt-out), but the GDPR still applies to employees' contact details, and national registers (e.g. the UK Corporate Telephone Preference Service / Fax Preference Service) must still be cleansed.

Key terms - quick answers

What is “Automated calling system”?
A system that auto-dials a number and plays a pre-recorded message when answered. Always requires prior opt-in consent.
What is “Soft opt-in”?
Limited email/SMS exemption letting a controller market its own similar products on an opt-out basis to people whose details it got in the context of a sale.
What is “Corporate Telephone Preference Service”?
UK central opt-out register for corporate subscribers; marketers must cleanse against it before B2B marketing calls.
What is “Electronic mail”?
ePrivacy Art 2(h): any text, voice, sound or image message over a public network stored until collected - technology-neutral, so it covers email, SMS and MMS.