CIPP/E Study Guide
IAPP Training · Module 11 - BoK IV.C / IV.D

Module 11 · Remedies, liabilities & administrative fines

The GDPR sets two fine tiers: up to €10 million or 2% of worldwide annual turnover (lower) and up to €20 million or 4% (higher), whichever is higher. Fines must be effective, proportionate and dissuasive. The WP29 fining guidelines list the factors SAs weigh, and individuals have remedies including complaints, an effective judicial remedy and compensation.

Fines must be effective, proportionate and dissuasive. The amount is capped under a two-tier system, taking whichever is higher of the euro figure or the percentage of worldwide annual turnover.

The two fine tiers
TierCap (whichever is higher)Nature of infringement
Lower tier€10 million or 2% of worldwide annual turnoverE.g. controller/processor obligations, records, security, certification
Higher tier€20 million or 4% of worldwide annual turnoverE.g. basic principles, lawful basis, data subject rights, international transfers

Under the WP29 "Guidelines on the Application and Setting of Administrative Fines" (still in effect, incorporated by the EDPB), an infringement may attract only a reprimand if it poses no significant risk, or where a fine would be a disproportionate burden on a natural person.

WP29 factors for setting the size of a fine
FactorWhat it weighs
Number of data subjectsHow many people are affected
Categories of dataSensitivity (e.g. special-category data)
Purpose of processingWhy the data was processed
Intention vs negligenceDeliberate breach vs carelessness
Damage sufferedHarm caused to data subjects
How the SA learned of itSelf-report vs third-party tip-off
DurationHow long the infringement lasted
Previous infringementsTrack record / repeat offences
Mitigation & adherenceSteps taken; codes of conduct / certifications
  • Complain to a supervisory authority
  • Right to an effective judicial remedy
  • Compensation for damage (rare in practice)
  • Representation by bodies (class-action-style)
  • Member States may set additional penalties
Enforcement case studies
CaseFineReason
CNIL v Google (2019)€50 millionLack of transparency / valid consent for ad personalisation; one-stop-shop didn't apply; upheld on appeal 2020
H&M (German SA, 2020)~€35.2 millionSecretly monitoring employees
Meta (Irish DPC, 2023)€1.2 billionUS transfers contrary to Schrems II
Don't confuse the tiers

Lower tier = €10m or 2%; higher tier = €20m or 4%. Breaching basic principles, lawful basis, data subject rights or transfer rules attracts the higher tier.

Key terms - quick answers

What is “Administrative fine”?
A monetary penalty an SA may impose for GDPR infringement; must be effective, proportionate and dissuasive.
What is “Effective judicial remedy”?
An individual's right to take a controller, processor or SA to court over a GDPR infringement.
What is “Compensation”?
An individual's right to claim damages for material or non-material harm from a GDPR infringement (rare in practice).
What is “Reprimand”?
A corrective measure short of a fine, appropriate where an infringement poses no significant risk or a fine would disproportionately burden a natural person.