CIPP/E Study Guide
IAPP Training · Module 4 - BoK III.B

Module 4 · Special-category data and Article 9 exceptions

Processing special-category data is prohibited by default. To do it lawfully you need BOTH an Article 6 basis AND an Article 9 exception. The exceptions include explicit consent, employment/social-security law, vital interests where the person cannot consent, data manifestly made public, legal claims, substantial public interest, and health/medicine grounds.

The two-key rule

Special-category data is prohibited by default. To process it lawfully you need BOTH an Article 6 lawful basis AND an Article 9 exception. One key is never enough.

Article 9 exceptions
#ExceptionKey condition
1Explicit consentHigher-bar consent; still unambiguous, freely given, specific, informed; a clear affirmative act, usually expressly recorded
2Employment / social security / social protection lawNecessary to comply with obligations or exercise rights; needs a supporting law
3Vital interestsWhere the data subject is incapable of giving consent (e.g. unconscious)
4Political/philosophical/religious/trade-union bodiesAbout members/former members/regular contacts, with safeguards; no disclosure outside without consent
5Manifestly made public by the data subjectE.g. data the individual published on an open profile
6Establishment, exercise or defence of legal claimsMust show necessity (close, substantial connection)
7Substantial public interestNarrower than under the Directive; needs a Union/Member State legal basis with safeguards
8Medicine and social/health careDiagnosis, treatment, occupational medicine, managing health systems; on EU/Member State law or a contract
9 / 10Public health; archiving/research/statisticsPublic-interest grounds with safeguards

Explicit consent is the strictest form: it must be informed and an unbundled, clear affirmative act, usually expressly recorded (e.g. a signed digital agreement). Bundling it into the terms of use, hiding it in a notice, or pre-checking a box all fail.

Key terms - quick answers

What is “Special-category data”?
Article 9 data revealing racial/ethnic origin, political opinions, religious/philosophical beliefs, trade-union membership, genetic or biometric data, health, or sex life/orientation; processing is prohibited unless an exception applies.
What is “Explicit consent”?
A stricter, higher-bar consent for special-category data - still freely given, specific, informed and unambiguous, but usually expressly recorded via a clear affirmative act.