CIPP/E Study Guide
Ch 11.6 - Articles 37–39

The data protection officer (DPO)

Not every company needs a DPO, but Article 37 makes one mandatory in three cases: a public authority; where core activities consist of regular and systematic monitoring of individuals on a large scale; or where core activities consist of processing special categories on a large scale. Member state law can add more (Germany: 20+ employees on automated processing). The WP29 defined core activities (inextricable part of the activity, not necessarily data analytics) and large scale (by number of data subjects, not company size). The DPO acts independently, reports to the highest management level, must not be dismissed/penalised for doing the job properly, and may hold other roles only without a conflict of interest. A group may share one DPO if easily accessible to each entity. The role may be filled by an employee or a third party.

When a DPO MUST be appointed (Art 37)
TriggerNotes
Processing carried out by a PUBLIC AUTHORITYDPOs are mandatory in the public sector
CORE ACTIVITIES = regular and systematic MONITORING of individuals on a LARGE SCALEIncludes all internet tracking/profiling, but not limited to the online environment
CORE ACTIVITIES = processing SPECIAL CATEGORIES on a LARGE SCALELarge scale judged by number of data subjects, not company size
Required by MEMBER STATE LAWGermany: 20+ persons on automated processing; Spain lists sectors (insurance, financial, educational)
The DPO's tasks (Art 39)
TaskDetail
Inform and adviseAdvise the company and its employees of their GDPR obligations
Monitor complianceMonitor GDPR/policy compliance - manage internal activities, train staff, conduct internal audits
Advise on DPIAsProvide advice on the DPIA where requested and monitor its performance
Cooperate with the DPACooperate with the supervisory authority
Contact pointAct as the contact point for the DPA on processing and any other matter
  • Position: must report to the highest management level; have access to data processing operations; have support and resources to maintain skills
  • Independence: must operate independently; not be dismissed or penalised for performing tasks properly; other roles allowed only without a conflict of interest
  • Tenure: no minimum length; fixed terms and dismissal for performance/conduct are allowed, subject to local labour law
  • Group: a group of undertakings may appoint a single DPO, provided easily accessible to each entity
  • Who: may be an employee or a third-party service provider; the GDPR sets no specific qualifications but expects expert knowledge of data protection law and practices
'Core activities' and 'large scale'

Core activities are 'key operations necessary to achieve the goals' - the org need not be in data analytics, only that processing is an inextricable part of its activity. Large scale is judged by the number of data subjects, not company size: a tiny company with a huge customer base can still be large-scale.

Key terms - quick answers

What is “DPO”?
Data protection officer - an independent expert who informs, advises and monitors GDPR compliance; mandatory in defined cases.
What is “Article 37”?
Sets out when a DPO must be designated (public authority; core activities = large-scale regular/systematic monitoring; or large-scale special-category processing).
What is “Core activities”?
Key operations necessary to achieve the controller's/processor's goals - data processing that is an inextricable part of the activity (WP29).
What is “Large scale”?
Assessed by reference to number of data subjects (not company size), volume/range of data, duration/permanence, and geographical extent (WP29).