CIPP/E Study Guide
Ch 14.6.7–14.6.10 - Transparency & covert monitoring

Transparency, AUPs and covert monitoring

Transparency both meets the notice requirement and sets expectations: employees told in advance that use is monitored have less scope to claim they didn't know. But an employer cannot simply warn employees they have 'no privacy' - workers retain a degree of workplace privacy that cannot be eradicated. Employers should issue an acceptable use policy (AUP). Covert monitoring is permitted only in narrow circumstances and the WP29 said no covert email monitoring is allowed except where local law permits it.

  • Informing employees in advance has historically been crucial to how courts view monitoring - failing to notify can cause the employer to lose an action against a rogue employee.
  • An employer cannot argue away workplace privacy just by warning employees they have none - courts/DPAs won't accept a blanket warning.
  • Issue an AUP covering expected standards for telephone, internet and email use, stating use may be monitored and how much private use is allowed.
  • Courts and DPAs have held employees have a right to limited private use of employer equipment - a blanket 'no private use' ban can't override this.
  • Private communications of employees should generally not be opened or monitored.
  • Reminders can be delivered via pop-up boxes at logon.
  • Where misuse is detected, notify the employee immediately, unless an important reason justifies surveillance without notice.
WP29 information employers should provide
TopicWhat to disclose
Email/internet policyExtent of permitted personal use, with limits on time/duration
Reasons for surveillanceWhy surveillance is carried out (e.g. system security, virus/ransomware checks)
Surveillance detailsWho? What? How? When?
EnforcementHow/when workers are told of breaches and given a chance to respond
Email specificsPersonal email account rights; access arrangements during absence; backup storage period; when emails are definitively deleted; worker-rep involvement
Covert monitoring is exceptional

The WP29 stated no covert email monitoring is allowed except in cases permitted by local law - typically where specific criminal activity has been identified. In some jurisdictions covert surveillance is not permitted at all and the police should be involved.

Key terms - quick answers

What is “Acceptable use policy (AUP)”?
A policy setting expected standards for using employer communications equipment and stating that use may be monitored.
What is “Covert monitoring”?
Undisclosed surveillance; permitted only in narrow circumstances, often where specific criminal activity is suspected.
What is “Expectation of privacy”?
If not told of monitoring, employees have a greater expectation of privacy; notice reduces but never eliminates it.